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Re: Rationale for Critical Bands



Martin, thanks for the ref on the rat IC. They do mention critical bands in one paragraph under "functional significance", which I reproduce here for discussion:
Critical band filters have been postulated to originate at the midbrain level (Ehret and Merzenich, 1985; Ehret and Merzenich, 1988; Ehret and Schreiner, 2005) where inhibitory processing produces level-tolerant neurons (narrow FRA types, (Hernandez et al., 2005; LeBeau et al., 2001). Schreiner and Langner (1997) suggested that the IC consists of a stack of 30-40 critical bands, each equal in size to the frequency-band laminae defined by the changing steps in the tonotopic map. The number of critical bands in the rat is not known, but a rough estimate can be based on two assumptions: 1) The basilar membranes of mammals are scale models of each other and critical bands cover equal distances on the basilar membrane (Greenwood, 1990); 2) one critical band is thought to cover roughly 1 mm (0.7 - 1.3 mm) on the basilar membrane. Based on the 8 mm length of the rat¹s basilar membrane, rats have about 8 - 12 critical bands (Ehret and Schreiner, 2005). Interestingly, our data in the IC suggest there may be 8-12 laminae, each covering 0.29-0.36 octave. This separation is similar to critical bands of 0.333-0.375 octave suggested for the mouse (Egorova et al., 2006). Moreover, this grouping is also compatible with studies on the frequency separation needed to activate independent neuronal populations in the IC (Oliver, 2005; Yang et al., 2003; Yang et al., 2004). Two pure tones 0.5 octaves apart activate two laminae in the IC, while tones 0.25 octaves apart activate a single lamina.
The paper is all about the IC's laminar 
organization, with discrete jumps in tuning, 
similar to Ehret's and others' findings in other 
species.  It's fascinating stuff.  I'm still 
unclear on how it relates to psychophysical 
effects, where there is not evidence of 
discontinuities in tuning, as far as I'm aware.
Their final statement that "Two pure tones 0.5 
octaves apart activate two laminae in the IC, 
while tones 0.25 octaves apart activate a single 
lamina" is also somewhat puzzling.  Can't tones 
0.25 octaves apart fall into and activate two 
lamina, depending on the tone frequencies 
relative to the CF boundaries?
I don't have any problem with the reported 
science data, just questioning some of the 
interpretations.  I'd still like to know what 
properties of critical band phenomena they are 
saying are not present in the periphery.
I've always been a bit puzzled by the treatment 
of critical bandwidth as if there was a filter 
channel per critical band, spaced one critical 
band apart, which is what seems to be suggested 
by counting the number of critical bands, and by 
associating that count with the lamina in IC.
I've been trying to get at this via Schreiner and 
Langner 1997, which says "We interpret this 
layered frequency organization as a potential 
structural substrate for the creation of critical 
bands by lateral inhibition."  It's again a very 
interesting paper, with some assumptions and 
speculations that I don't understand or agree 
with.  But they do explain that the CF varies 
within a lamina, so they call them not 
"iso-frequency", but "frequency band lamina." 
and "In a stack of 30­45 frequency-band laminae 
(Fig.3b), each exhibits a shallow, continuous 
frequency progression orthogonal to the 
traditionally deÞned main dorso­ventral tonotopic 
axis, and a more than ten-times steeper, but 
discontinuous frequency progression across the 
laminae." Then the CF distribution is continuous. 
Sounds OK.  But when I try to trace their 
references about CB, and find out why they assume 
that CB phenomena need to be level independent, I 
can't find a basis for it.
They cite a whole raft of papers in support of 
"The lowest auditory station where neurons do 
have invariant Þlter properties comparable to 
critical bands is the ICC" but many of these 
papers don't even mention ICC.  It's pretty much 
the same set they cite for "...as the Þlter 
bandwidths of the cochlea and peripheral neurons 
are level-dependent and vary over a wide range." 
I think we can agree than many of these do 
support the observation that "Þlter bandwidths of 
the cochlea and peripheral neurons are 
level-dependent", even though most of them don't 
really show that, and even though few 
characterizations of the periphery get close to 
what would make sense as a description of the 
"filter bandwidths of the cochlea and peripheral 
neurons" (typically, they get to the FTC, which 
is always much sharper than a filter bandwidth, 
and don't recognize the different; furthermore, 
FTC don't show anything that can be interpreted 
as level dependence, since there is no level that 
corresponds to these curves).
They say "A neuronal theory of critical bands 
would have to account for ... level-independent 
bandwidth 1,2, where the citations are to a pair 
of very old papers:
1. Fletcher, H. Auditory patterns. Rev. Mod. Physiol. 12, 47­65 (1940).
2. Zwicker,E.etal.Critical bandwidth in loudness summation. J.Acoust.Soc.Am. 29, 548­557 (1957).
As I pointed out before, the recognition of 
nonlinear level-dependent bandwidth in hearing 
mostly came out in more recent decades, as both 
psychophysical and physiological methods 
advanced, and the current estimates for 
psychological and physiological peripheral 
filtering seem to be reasonably consistent with 
each other.  Are we pinning all this 
interpretation of modern studies of ICC on 
ancient approximate critical band observations? 
It is seeming so.  Furthermore, the cited Zwicker 
1957 describes several sorts of level-dependent 
phenomena in his loudness integration 
experiments, and says "The critical band width is 
approximately invariant with level."  Not a bad 
approximation, given the relatively crude 
methods, but still just an approximation.
Besides these guys who study ICC, are there 
others who see the bandwidth of peripheral 
filtering as varying too much to represent 
critical band behavior?  Or is this POV unique to 
the ICC guys?
One of things they point to is the good level 
independence of things like echo-correlation 
processing in the bat ICC.  That makes a lot of 
sense in terms of how compression in the 
periphery makes it easier for time-domain 
processing in the ICC to be tuned to certain time 
delays with little level effect, and things like 
that.  But that sort of processing is several 
nonlinear neural layers past the part that can be 
sensibly characterized in terms of spectrum and 
bandwidth, which are linear-system concepts.
Part of the interpretation problem may stem from 
the widespread confusion about how to interpret a 
frequency-threshold curve (FTC) of a 
compressively nonlinear cochlea relative to the 
underlying linear filtering.  Due to the 
compression (less than 1:1 mechanical response to 
input levels), the FTC comes out quite 
sharp-tipped.  For example, its width at 10 dB up 
from the tip is about like the 3 dB bandwidth of 
the underlying filter, for typical 3:1 or steeper 
compression.  You can't really get from FTC to an 
estimate of filter bandwidth and its level 
dependence without more data.  The alternative, 
plots of response versus frequency, at various 
levels, is a more direct way to get at filter 
bandwidths, and these are alway broader.  It 
doesn't make sense to compare their level 
dependence to that of the FTC, as I mentioned 
above, since there's no sensible interpretation 
of the FTC in terms of level-dependent bandwidth. 
It may be that some people are looking at the 
width between left and right edges at different 
levels as a bandwidth, but that makes little 
sense in the usual linear systems notion of 
"filter", since those are "thresholds" at 
attentuations increasingly far from the filter 
peak as the level increases.  This is not at all 
what a filtering interpretation of CB is based 
on.  This width changes a lot with level, much 
more than the underlying filter bandwidth 
changes.   If this is what people look at when 
they say that critical bandwidth phenomena are 
not present in peripheral filtering, then it 
should be straightforward to explain the problem 
and get them back onto a sensible track.  But 
hopefully they haven't falling into that error. 
I won't know until I find something where they 
actually say what they're thinking...
Dick